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Writer's pictureSanjana Singhania

How to Start a Successful NBFC: License, Funding, and Operations



Starting a Non-Banking Financial Company (NBFC) in India can be a highly lucrative venture if approached strategically. NBFCs play a vital role in financial inclusion by providing loans, credit, and other financial services to individuals and businesses. In this guide, we will walk you through the essential steps to start a successful NBFC, covering the process of obtaining an NBFC License, securing funding, and setting up operations.


Step 1: Obtaining an NBFC License


Understanding the NBFC License Requirements


Before you can begin operations, acquiring an NBFC License from the Reserve Bank of India (RBI) is mandatory. This license ensures that your NBFC complies with the regulatory standards set forth by the central banking authority.


To apply for an NBFC License, your company must meet the following criteria:

  • A minimum net-owned fund (NOF) of ₹2 crore.

  • At least one director of the company must have prior financial sector experience.

  • A clear business plan that outlines the scope of services the NBFC will provide.


Types of NBFC Licenses


NBFCs are categorized into different types based on the nature of their business. It is essential to choose the right type of NBFC for your business needs:

  • Asset Finance Company (AFC)

  • Investment Company (IC)

  • Loan Company (LC)

  • Infrastructure Finance Company (IFC)

Each type requires a different approach to operations, so it’s important to align the NBFC type with your business goals.


Step 2: Securing Funding for Your NBFC


Initial Capital Requirements


The most crucial aspect of starting an NBFC is securing enough capital to meet the RBI’s minimum net-owned fund (NOF) requirement of ₹2 crore. This capital is crucial not just for obtaining your NBFC License, but also for running daily operations and expanding services.


Funding Sources for NBFCs


NBFCs can raise funds from various sources, including:

  • Equity Investors: Attracting investors can help boost your capital and enable your company to scale quickly.

  • Debt Financing: Borrowing from banks or issuing debentures are other ways to raise money for your NBFC.

  • Internal Accruals: Once your NBFC starts operating, retained earnings can be used to fuel future growth.


Maintaining Liquidity


In addition to the minimum NOF requirement, NBFCs must ensure they maintain liquidity ratios in accordance with RBI regulations. This involves balancing short-term and long-term funding to ensure operational stability.


Step 3: Setting Up NBFC Operations


Building a Strong Team


A successful NBFC requires a strong management team with expertise in finance, risk management, and compliance. Hiring professionals with experience in these areas ensures that your NBFC runs efficiently and remains compliant with regulatory norms.


Implementing Technology for NBFC Operations


Technology plays a pivotal role in modern NBFC operations. Whether it's through customer relationship management (CRM) systems, loan processing software, or mobile applications, leveraging technology can help streamline operations and enhance customer experience.


Risk Management and Compliance


Managing financial risk and ensuring compliance with RBI guidelines is critical for the sustainability of your NBFC. Develop a robust risk management framework that covers credit risk, liquidity risk, and operational risk.


Conclusion


Starting an NBFC is a promising opportunity, but it requires a deep understanding of regulations, financial planning, and operational execution. By following the steps outlined above—securing an NBFC License, raising adequate funding, and setting up strong operations—you can establish a successful NBFC that contributes to the growth of the financial sector in India.


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